07.11.2018 11.35 GMT+0000
Retirement plan recordkeepers are seeing ongoing pressure on fees. Their approach to developing alternative revenue sources could have implications for plan fiduciaries.
07.11.2018 11.35 GMT+0000
Retirement plan recordkeepers are seeing ongoing pressure on fees. Their approach to developing alternative revenue sources could have implications for plan fiduciaries.
27.09.2018 04.19 GMT+0000
Federal securities law may contain some helpful insights for retirement plan fiduciaries, as they assess disclosures supplied by service providers.
12.09.2018 09.24 GMT+0000
Understanding Conflicts of Interest in Retirement Plans
11.09.2018 12.42 GMT+0000
Will the SEC Play a Larger Role in Retirement Plan Governance?
22.06.2018 10.46 GMT+0000
Governmental employee retirement savings do not have the same protections as employees in the private sector.
31.05.2018 01.21 GMT+0000
Regulators and courts may focus on the different rules for “investment advisers” and “brokers.” But, in the real world, this distinction confuses investors and undermines consumer protections.
10.05.2018 11.30 GMT+0000
An investigation does not mean there was any wrongdoing by Wells Fargo.
19.03.2018 09.00 GMT+0000
The U.S. Court of Appeals for the Fifth Circuit has issued an opinion striking down the DOL’s new fiduciary rule. The decision will add more (unwelcome) uncertainty.
07.03.2018 06.43 GMT+0000
Plan fiduciaries need to respond to changing industry practices. The next challenge in protecting plans may be fees for non-plan related financial products.
25.01.2018 04.59 GMT+0000
Latest Complaint Against NYU Raises New Challenges